Senior Compliance and Audit Executive

Key Responsibilities

• Plan and execute internal audit assignments across business units and operational

processes.

• Review financial, operational, and compliance procedures to ensure adherence to internal

policies and regulatory standards.

• Identify control weaknesses, process gaps, and compliance risks, and recommend

corrective actions.

• Prepare detailed audit reports with findings, risk assessments, and actionable

recommendations.

• Monitor implementation of audit recommendations and follow up on corrective actions.

• Conduct compliance reviews to ensure alignment with statutory, regulatory, and industry

requirements.

• Support the development and improvement of internal control frameworks and

governance processes.

• Investigate cases of non-compliance, fraud, or operational irregularities where necessary.

• Collaborate with department heads to improve operational efficiency and risk

management practices.

• Assist in preparing documentation and reports required for external audits and regulatory

inspections.

• Maintain proper audit documentation and ensure confidentiality of sensitive information.

• Stay updated on changes in compliance regulations, audit standards, and industry best practices.